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2012 Administrative Actions
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10/15/2012
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In the Matter of Proequities, Inc. Order No. 13 -L -10
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10/15/2012
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In the Matter of Bankers Life and Casualty Company and BLC Financial Services, Inc. Order No. 13 -L -11
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10/15/2012
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In the Matter of UVEST Financial Services Group, Inc. Order No. 13 -L -12
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9/25/2012
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In the Matter of Jeffery Dean Ogle and Financial Planning 2020, LLC, 13 – L-007
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7/12/2012
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In the Matter of Morgan Asset Management, Inc., and Morgan Keegan & Company, Inc., 12 – L – 23
Stipulation for Consent Order
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5/9/2012
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In the Matter of Bottom Line Results, Inc., and Richard M. Roop, Case No., 2012 XY 001
Verified Petition for Order to Show Cause Notice of Charges
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