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Criminal Actions

 

Criminal Actions by the Colorado Division of Securities

Listed by Year of Occurrence

 

10/3/14

Robert Allen Zickefoose

Pled Guilty to: 1 Count of Securities Fraud and 1 Count Theft
Sentenced to: 10 Years in Prison
Restitution Ordered: $751,245
Case Number: 13CR482
El Paso District Court
4th Judicial District
 
8/15/14

Jeffory Dean Shields 

Pled Guilty to: 1 Count of Securities Fraud
Sentenced to: 8 Years in Prison
Restitution Ordered: $1, 046,762.51
Case Number: 13CR46
Douglas County District Court
18th Judicial District
 
8/15/14

Jeffory Dean Shields

Pled Guilty to: 3 Counts of Securities Fraud
Sentenced to: 6 Years in Prison + 5 Years of Parole
Restitution Ordered: $4,612,325.17
Case Number: 12CR262
Douglas County District Court
18th Judicial District
 
7/27/2014

Dennis Choquette

Pled Guilty to: 2 Counts of Securities Fraud
Sentenced to: 10 Years Probation
Restitution Ordered: $121,748.49
Case Number: 13CR03043
Denver District Court
2nd Judicial District
 
1/3/14

Dennis Kimble

Pled Guilty to: 1 Count of Securities Fraud
Sentenced to: 5 Years Probation
Restitution Ordered: $120,000
Case Number: 13CR1152
Adams District Court
19th Judicial District
 
11/18/2013

Brian Wellens

Convicted of: 1 Count of Colorado Organized Crime Control Act and 1 Count of Securities Fraud
Sentenced to: 16 Years in Prison and 5 Years of Parole
Restitution Ordered: Undetermined at this time
Case Number: 2012CR10211
Denver District Court
2nd Judicial District
11/4/2013

John B. Guyette

Convicted: 15 Counts of Securities Fraud
Sentenced to: 1 Year in Jail & 10 Years Probation
Restitution Ordered: $842,881.49
Case NUmber: 12CR269
Weld District Court
19th Judicial District
 

 8/19/2013

 

 

 

 

John A. Russell
Pled Guilty 1 count Securities Fraud
Sentenced to: 5 years Probation
Restitution Ordered: $441,501
Case Number: 09CR06137-Denver District Court
2nd Judicial District

 

 8/12/2013

 

 

 

 

Todd David Burke
Pled Guilty to 1 count of Theft
Sentenced to: 5 years Probation
Restitution Ordered: $234,296
Case Number: 13CR482 -Boulder District Court
20th Judicial District

 

7/29/2013

 

 
 
 
 
 

Clinton Dee Fraley
Pled Guilty to 1 count of Securities Fraud
Sentenced to: 12 years in Prison+ 5 year Parole
Restitution Ordered: $617,718.10
Case Number: 13CR465-Arapahoe County District Court
18th Judicial District

 

 6/28/2013

 
 
 
 
 

Nicholas C. Sartini
Pled Guilty 1 count Selling Unregistered Securities
Sentenced to: 2 years Probation
Restitution Ordered: $133,000
Case Number: 13CR43-Douglas District Court 18th Judicial District

 

 6/26/2013

 
 
 
 
 

Roderick Hughes  McLean
Pled Guilty to 1 count Securities Fraud Sentenced to: 30 days Deferred
Judgment Restitution Ordered: $152,000
Case Number: 11CR002031-Arapahoe County District Court
8th Judicial
District

 

 4/11/2013

 

  

 

Gregory J. Russell
Pled Guilty to 1 count of the Colorado Organized Crime Control Act
Sentenced to: 24 years in Prison + 5 years parole
Restitution Ordered: $56,379
Case Number: 12CR01074-Denver District Court 2nd Judicial District

 

 4/11/2013

 

 
 
 
 

Gregory J. Russell
Convicted of 1 Count of the Colorado Organized Crime Control Act,
19 counts of Securities Fraud, and 2 counts of Theft
Sentenced to: 18 years in Prison Restitution Ordered: $3,892,520
Case Number: 09CR010288-Denver District Court 2nd Judicial District

 

 1/7/2013

 

 
 
 

Benjamin Fetzer
Pled Guilty 1 count Theft Sentenced to: 10 years Probation Restitution Ordered: $70,338C
ase Number: 12CR01940-Douglas District Court 18th Judicial District

 

 11/26/2012

 
 
 
 

Isaac Bruton
Pled Guilty 1 count Securities Fraud Sentenced to: 12 years in Community Corrections Restitution Ordered: $54,500
Case Number: 12CR01940-Denver District Court 2nd Judicial District

 

 10/26/2012
 
 
 
 
 
 

Austin Slattery Vieth
Pled Guilty to 2 counts of Theft Sentenced to: 10 years in Prison+25 years ProbationRestitution Ordered: $1,088,481.94
Case Number: 11CR947-Boulder District Court
20th Judicial District

 

 9/25/2012
 
 
 
  
 

Nancy Suzanne Miller
Pled Guilty to 1 count of Securities Fraud Sentenced to: 2 years Deferred Restitution Ordered: $1,192,666.45
Case Number: 1
1CR460-Douglas District Court 18th Judicial District

 

6/19/2012

 
 
 
 
 
 

Anthony Leon Semadeni

Pled Guilty to 1 Count of Attempted Theft
Sentenced to: 3 Years Probation

Restitution Ordered: $46,000.42
Case Number: 11CR1905 El Paso County District Court
4th Judicial District
 

4/20/2012

 

 

 

 

Larry Allen Hehr
Pled Guilty to: 1 Count of Securities Fraud
Sentenced to: 8 Years in Prison + 5 Years Parole
Restitution Ordered: $120,250
Case Number: 11CR26 – Arapahoe County District Court
18th Judicial District

 

4/19/2012

 

 

 

 

 

Joseph Arthur Dertina
Convicted of: 4 Counts of Securities Fraud
Sentenced to: 60 Days in Jail, and
10 Years on Probation
Restitution Ordered: $179,625.88
Case Number 11CR2156 – Jefferson County District Court
1st Judicial District

 

4/5/2012

 

 

 

 

Walter Lee Slagel
Pled Guilty to: 1 Count of Securities Fraud
Sentenced to: 6 Years in Prison
Restitution Ordered: $1,192,666.45
Case Number: 11CR460 – Douglas County District Court
18th Judicial District

 

3/2/2012

 

 

 

 

 

Michael Mendenhall
Convicted of: 17 Counts of Securities Fraud, and
8 Counts of Theft
Sentenced to: 30 Years in Prison
Restitution Ordered: $1,408,667.77
Case Number: 11CR10094 – Denver District Court
2nd Judicial District

 

2/9/2012

 

 

 

 

Richard Dorr Novaria
Pled Guilty to: 1 Count of Securities Fraud
Sentenced to: 8 Years in Prison + 5 Years Parole
Restitution Ordered: $3,486,852.21
Case Number: 10CR000753 – Larimer County District Court
8th Judicial District

 

1/5/2012

 

 

 

 

 

 

 

Douglas Alan Glaser
Convicted of: 1 Count of the Colorado Organized Crime Control Act,
6 Counts of Securities Fraud,
1 Count of Conspiracy to Commit Securities Fraud,
1 Count of Forgery,
1 Count of Possession of a Forged Instrument, and
1 Count of Possession of a Weapon by a Prior Offender
Sentenced to: 25 Years in Prison + 5 Years Parole
Restitution Ordered: $43,385
Case Number: 05CR3986 – Denver District Court
2nd Judicial District

 

10/1/2011

 

 

 

 

Xavier Duran
Pled Guilty to: 1 Count of Securities Fraud
Sentenced to: 12 Years in Prison suspended – placed on 12 Years
Probation
Restitution Ordered: $984,699
Case Number: 10CR010088 – Denver District Court
2nd Judicial District

 

1/12/2011

People V. Bela Geczy

Pled Guilty to: 2 Counts of Securities Fraud

Sentenced to: 8 Years in Prison
Restitution Ordered: $11,000,000
Case Number: 10CR758
Boulder County District Court
20th Judicial District
 
1/12/2011

People V. Michael Brian Kass

Pled Guilty to: 2 Counts of Securities Fraud

Sentenced to: 10 Years in Prison
Restitution Ordered: $11,000,000
Case Number: 10CR758
Boulder County District Court
20th Judicial District

 

6/7/2010

 

People V. Kenneth Gerald Berry
Jefferson County District Court

Pled Guilty to: 2 Counts of Securities Fraud / Theft
Sentenced to: 20 Years in Prison
Restitution Ordered: $116,912
Case Number: 09CR517
1st Judicial District

 

6/7/2010

People V. Anne Wakeford Berry

Jefferson County District Court
Pled Guilty to: 1 Count of Securities Fraud
Sentenced to: 1 Year County Jail, 5 years Probation
Restitution Ordered: $116,912
Case Number: 09CR517
1st Judicial District
 

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