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2014 Press Releases

 

 

4/9/2014
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

WOODLAND PARK RESIDENT AND HIS FIRM CHARGED WITH SECURITIES LAW VIOLATIONS

Denver District court Enjoins Securities Law Violations

Acting Colorado Securities Commissioner Gerald Rome announced today that he has filed a complaint in Denver District Court and obtained a temporary restraining order against Richard Roop and his company Bottom Line Results, Inc., alleging that they had violated the registration, licensing, and anti-fraud provisions of the Colorado Securities Act. On April 4, 2014, Denver District Court Judge Michael Martinez entered a temporary restraining order, which prohibits Roop and his company from offering or selling securities in Colorado and violating the registration, licensing and anti-fraud provisions of the Colorado Securities Act.  Under the terms of the order, a hearing is scheduled for April 14, 2014.

 

Bottom Line Results, Inc. pdf file - Press Release

 

 2/19/2014

 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 

FLORIDA BROKERS CHARGED WITH SECURITIES LAW VIOLATIONS

 Denver, Colorado --- Acting Colorado Securities Commissioner Gerald Rome announced today that he filed a complaint in Denver District Court against Chadbourn Partners, LLC (“Chadbourn”), and its operators, Daniel R. Murphy (“Murphy”)  and Henry Dyer Wiggins, Jr. (“Wiggins”).  The Complaint alleges that Chadbourn, Murphy and Wiggins offered and sold unregistered securities and violated the anti-fraud provisions of the Colorado Securities Act (“Act”).  All of the Defendants are from the Jacksonville, Florida area.

 

Chadbourn Partners, LLC Press Release pdf file

 

1/21/2014

 

 

 

 

 

 

 

 

 

 

 

 

MULTI-LEVEL MARKETING OPERATION ORDERED TO STOP BY SECURITIES COMMISSIONER

Denver, Colorado --- Acting Colorado Securities Commissioner Gerald Rome announced today that he has entered a final cease and desist order against a California information technology company for allegedly violating the securities registration provisions of the Colorado Securities Act (“Act”) in connection with the offer of securities in Colorado. 

 Named in the Order are World Capital Markets, Inc., WCM777, Inc., and their founder and chairman, Ming Xu, all of Pasadena, California.

  World Capital Markets, Inc., WCM777, Inc Press Release pdf file

 

 

 

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