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2009 Cease And Desist Actions
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11/17/2009
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In the Matter of Nueces Valley Resources and George Burrell Stipulation for Consent Order
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11/16/2009 Press Release
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In the Matter of Sethi Oil & Gas, Inc., and Sameer Sethi
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11/13/2009
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In the Matter of GHP Capital Corp., George Just, and Lloyd Demsey. Stipulation for Consent Order |
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10/19/2009 Press Release
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In the Matter of Regal Energy, LLC, John Michael Peddecord, II, and Brian Hardwick.
Stipulation for Consent Order
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6/25/2009
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In the Matter of Finca Leola, SA and Fred Morgan and Gregory Fitzpatrick
Stipulation for Consent order-Finca Leola and Fred Morgan
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5/29/2009 Press Release
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In the Matter of Southwest Opportunity Partners, LLC, and Robert Davis: Stipulation for Consent Order Consent Order Verified Petition
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5/20/2009
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In the Matter of Belize Equities Holdings, Inc., Walter International, Inc., Ernie H.A. Walter and Gerry D. Dyck
Stipulation for Consent Order
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3/13/2009
Press Release
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In the Matter of Sovereign Capital Management Inc., Todd Anthony Mikles, and James Hadzicki
Stipulation for Consent Order
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3/5/2009
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In the Matter of EOS Enterprises, LLC and
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2/18/2009 Press Release
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In the Matter of Tier One Converged Networks, Inc, Kevin Weaver, and Pat Dunn
Stipulation for Consent Order
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2/13/2009
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In the matter of, Kenneth A. Grant d/b/a Grant Communities and Yankee Investments, LLC Consent Cease and Desist Order
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