Broker/Dealer and Sales Representative Licensing

Procedure for becoming Licensed as a Securities Broker/Dealer or Sales Representative in Colorado

• SEC/FINRA and COLORADO Licensed Firms and Sales Representatives

• COLORADO (ONLY) Licensed Firms and Sales Representatives

• COLORADO Mortgage Broker/Dealer Licenses

Please contact the Broker-Dealer Regulation Section of the Colorado Division of Securities with questions at 303-894-2320.