2007 Opinions

11/13/2007 

The staff of the Colorado Division of Securities has issued a "No-Action" position with respect to the offering of notes by Green Gables Country Club to its members.

OPINION REQUEST AND ANSWER 

 9/12/2007

The staff of the Colorado Division of Securities has issued an opinion letter stating that the staff will not take a formal position on Merrill Lynch's Client Transition Program.

OPINION REQUEST AND ANSWER

8/28/2007

The staff of the Colorado Division of Securities has issued a "No-Action" position with respect to the distribution of limited partnership interests of Brookfield Infrastructure Partners L.P to the shareholders of Brookfield Asset Management Inc.

OPINION REQUEST AND ANSWER

7/11/2007

The staff of the Colorado Division of Securities has issued a "No-Action" position to the Royal Bank of Scotland, Banco Santander Central Hispano, S.A.and Fortis SA/NV regarding their reorganization.

OPINION REQUEST AND ANSWER

4/13/2007

The staff of the Colorado Division of Securities has issued an opinion letter declining to confirm that an Internet newsletter comes within the publisher's exclusion of the definition of "Investment Adviser" under the Act.
Order
Request

4/9/2007

The Securities Commissioner has issued an Order of Exemption under the Municipal Bond Supervision Act for capital appreciation bonds for Fallbrook Metropolitan District.
Order
Request

1/18/2007

The staff of the Colorado Division of Securities has issued an interpretive opinion confirming an exemption under section 11-51-307(1)(g) to Catholic United Investment trust.

OPINION REQUEST AND ANSWER