- Consumer Assistance
- Renew or Apply for a License
- About Us
- DORA Home
We're redesigning the DORA website and we need your help. Please take our survey now!
The Commissioner may honor requests from interested persons for interpretation of the provisions of the Colorado Securities Act, including confirmation of the applicability of particular exemptions from securities registration, the definition of a "security," and licensing requirements pursuant to section 11-51-705.In response to any request for a confirmation or other interpretive opinion received under this section, the Securities Commissioner may waive any condition imposed under this article as it applies to the person making such request.The non-refundable opinion fee is $100.
(Adobe Reader is Required to View Some of These Forms)